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• eBook-Kapitel aus dem Buch WpPG

  Art. 14 EU-ProspV Schema für das Registrierungsformular für Banken

  Petra Kirchner

  …excluded and subject to disclosure requirements which are not relevant for banks. It is said that where non-EU banks are not subject to similar regulatory… …standard of prudential and regulatory supervision should benefit from this building block and it is anticipated that OECD-regulated banks will meet this… …Commission in July should be used for banks issuing derivative securities. CESR consi- ders it important to point out for the purposes of clarity that an SPV…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. XXVI EU-ProspV Mindestangaben für das Registrierungsformular für Schuldtitel und derivative Wertpapiere (Schema) (Schuldtitel und derivative Wertpapiere (< 100.000 EUR) von KMU und Unternehmen mit geringer Marktkaptialisierung (verhältnismäßiges Schema)

  Elke Glismann

  …ans where can be obtained. If such finan- cial information is not equivalent to these standards, a statement that it has been prepared in the form of… …restated financial statements, and where it can be ob- tained. 13.2. Financial statements 13.2.1. A statement that the historical fi- nancial information… …document and where it can be obtained. If the quarterly or half yearly financial informa- tion has been reviewed or audited, the audit or review report must…

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• eBook-Kapitel aus dem Buch WpPG

  Art. 28 EU-ProspV Regelungen über die Aufnahme von Angaben in Form eines Verweises

  Philipp Klöckner, Dr. Marcus Assion

  …incorporation by reference (1) Information may be incorporated by reference in a prospectus or base pro- spectus, notably if it is contained in one the… …incorporated by refe- rence in a prospectus or base prospectus or in the documents composing it shall be drawn up following the provisions of Ar- ticle 19 of… …document, provided that it states that the non-incorporated parts are either not relevant for the investor or covered else- where in the prospectus…

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• eBook-Kapitel aus dem Buch Praxishandbuch Risikomanagement

  Risiko- und Performancemaße

  Dr. Werner Gleißner, Marco Wolfrum

  …Es fehlt allerdings das Modigliani-Modigliani-Maß, vgl. Modigliani, F./Modigliani, L. (1997): Risk- Adjusted Performance: How to Measure It and Why, in… …Sharpe ratio r r CVaR= − ( ) /ai fi iModified Sharpe ratio r r MVaR= − 1(1/ ) T t itT r= ( )2=1(1/ 1) T at it iT r r− − ( )=1(1/ ) max , 0 nTt itT rτ… …− ( )=1(1/ ) max , 0 nTt itT r − τ 33 =1 equal to 1 / ( ) / T a iit i t T r r σ− � � � � ( )4 4 =1 equal to 1/ 3/ T a it i i t T r r− σ −… …, F./Modigliani, L. (1997): Risk-Adjusted Performance: How to Measure It and Why, in: Journal of Portfolio Management, vol. 23, no. 2 (Winter) 1997, S. 45–54 Mrzyk…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. X EU-ProspV Mindestangaben für Zertifikate, die Aktien vertreten (Schema)

  Nils Rahlf

  …Responsible 1.1. All persons responsible for the infor- mation given in the prospectus and, as the case may be, for certain parts of it, with, in the latter… …five years, indicating whether or not the individual is still a member of the administrative, management or su- pervisory bodies or partner. It is not… …national accounting stan- dards equivalent to these standards. If such financial information is not equiva- lent to these standards, it must be pre- sented… …as to whether or not, for the purposes of the prospectus, it gives a true and fair view, in accordance with audit- ing standards applicable in a Member…

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• eBook-Kapitel aus dem Buch WpPG

  Art. 26a EU-ProspV Verhältnismäßiges Schema für Bezugsrechtsemissionen / Anh. XXIII EU-ProspV Mindestangaben für das Aktienregistrierungsformular bei Bezugsrechtsemissionen (verhältnismäßiges Schema).

  Philipp Dietz

  …Registration Docu- ment and, as the case may be, for certain parts of it, with, in the latter case, an in- dication of such parts. In the case of nat- ural… …or not the individual is still a member of the ad- ministrative, management or supervi- sory bodies or partner. It is not neces- sary to list all the… …standards equivalent to these stan- dards. If such financial information is not equivalent to these standards, it must be presented in the form of restated… …whether or not, for the purposes of the registration document, it gives a true and fair view, in accordance with auditing standards applicable in a Member… …dated more than 9 months after the end of the last audited financial year, it must contain interim financial information, which may be unaudited (in which… …issuer has changed, to make it comparable. Registrierung Bezugsemissionen (verhältnismäßiges Schema) Anh. XXIII EU-ProspV Dietz 923 15.8. Gerichts-…

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• eBook-Kapitel aus dem Buch WpPG

  Art. 23 EU-ProspV Anpassung an die Mindestangaben im Prospekt und im Basisprospekt

  Dr. Matthias Höninger, David Eckner
• eBook-Kapitel aus dem Buch WpPG

  Anh. I EU-ProspV Mindestangaben für das Registrierungsformular für Aktien (Modul)

  Dr. Holger Alfes, Dr. Laurenz Wieneke

  …certain parts of it, with, in the latter case, an in- dication of such parts. In the case of nat- ural persons including members of the is- suer’s… …su- pervisory bodies or partner. It is not necessary to list all the subsidiaries of an issuer of which the person is also a member of the… …standards, it must be pre- sented in the form of restated financial statements. Mindestangaben Anh. I EU-ProspV Alfes/Wieneke 277 Die geprüften… …tion must be independently audited or reported on as to whether or not, for the purposes of the registration document, it gives a true and fair view, in…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. III EU-ProspV Mindestangaben für die Wertpapierbeschreibung für Aktien (Schema)

  Dr. Isabel Rauch

  …responsible for the infor- mation given in the prospectus and, as the case may be, for certain parts of it, with, in the latter case, an indication of such… …Statement Statement by the issuer that, in its opin- ion, the working capital is sufficient for the issuer’s present requirements or, if not, how it proposes… …over- allotment option or it is otherwise pro- posed that price stabilising activities may be entered into in connection with an of- fer: 6.5.1. The fact… …that stabilisation may be undertaken, that there is no assurance that it will be undertaken and that it may be stopped at any time; 6.5.2. The beginning… …that such statement or report is in- cluded, in the form and context in which it is included, with the consent of the per- son who has authorised the…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. VII EU-ProspV Mindestangaben für das Registrierungsformular für durch Vermögenswerte unterlegte Wertpapiere („asset backed securities“/ABS) (Schema)

  Jens H. Pegel

  …Responsible 1.1. All persons responsible for the infor- mation given in the registration docu- ment and, as the case may be, for certain parts of it, with, in… …which it is composed. 5. Business Overview 5.1. A brief description of the issuer’s principal activities. 5.2. A global overview of the parties to the… …standards. If such financial information is not equiv- alent to these standards, it must be pre- sented in the form of restated financial statements. The… …purposes of the registration document, it gives a true and fair view, in accordance with auditing standards applicable in a Member State or an equivalent… …purposes of the registra- tion document, it gives a true and fair view, in accordance with auditing standards applicable in a Member State or an equivalent… …produced at the issuer’s request a statement to that effect that such state- ment or report is included, in the form and context in which it is included…

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