Suchergebnisse

• eBook-Kapitel aus dem Buch WpPG

  Art. 36 EU-ProspV Inkrafttreten

  Dr. Christian Pelz

  …publication in the Official Journal of the European Union. It shall apply from 1 July 2005. This Regulation shall be binding in its entirety and directly…
• eBook-Kapitel aus dem Buch WpPG

  Art. 31 EU-ProspV Veröffentlichung der Mitteilung

  Dr. Thomas Preuße

  …available and where it can be ob- tained by the public, that notice shall be published in a newspaper that fulfils the requirements for publication of… …admission of securities to trading on a regulated market where se- curities of the same class are already ad- mitted, it may alternatively be inserted in the… …. the intended time schedule of the of- fer/admission to trading; 4. a statement that a prospectus or base prospectus has been published and where it can…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. XVIII EU-ProspV Kombinationsübersicht

  …, r üc kz ah lb ar e A kt ie n, A kt ie n m it Vo rz ug sz ei ch nu ng s­ re ch te n us w . . ..) 2 Sc hu ld tit el (S… …ta nd ar ds ch ul dt ite l, G ew in ns ch ul dv er sc hr ei bu ng en , st ru kt ur ie rt e Sc hu ld tit el u sw . … ) m it… …ite l, G ew in ns ch ul dv er sc hr ei bu ng en , st ru kt ur ie rt e Sc hu ld tit el u sw . … ) m it ei ne r St üc ke lu… …hu ld tit el m it O pt io ns sc he in en z um E rw er b vo n A kt ie n de s Em itt en te n, d ie ni ch t zu m H an… …de l an e in em g er eg el te n M ar kt z ug el as se n sin d 12 A kt ie n m it O pt io ns sc he in en z um E rw er… …ge nd e A kt ie n 1 A kt ie n (V or zu gs ak tie n, r üc kz ah lb ar e A kt ie n, A kt ie n m it Vo rz ug sz ei ch nu ng… …ur ie rt e Sc hu ld tit el u sw . … ) m it ei ne r St üc ke lu ng v on w en ig er a ls 10 0 00 0 EU R 3 Sc hu ld… …. … ) m it ei ne r St üc ke lu ng v on m in de st en s 10 0 00 0 EU R 4 Vo n D rit te n ga ra nt ie rt e Sc hu ld… …un d 3. 2 11 Sc hu ld tit el m it O pt io ns sc he in en z um E rw er b vo n A kt ie n de s Em itt en te n, d ie… …4. 2. 2 12 A kt ie n m it O pt io ns sc he in en z um E rw er b vo n A kt ie n de s Em itt en te n, d ie n ic ht…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. XXVII EU-ProspV Mindestangaben für das Registrierungsformular für Schuldtitel und derivative Wertpapiere (100.000 EUR) von KMU und Unternehmen mit geringer Marktkapitalisierung (verhältnismäßiges Schema)

  Elke Glismann

  …national accounting standards equivalent to these standards, and where it can be obtained. If such financial information is not equiv- alent to these… …standards, a statement that it has been prepared in the form of re- stated financial statements, and where it can be obtained. 11.2. Auditing of historical… …the registration document and where it can be obtained. If the quarterly or half yearly financial informa- tion has been reviewed or autdited, the audit…

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• eBook-Kapitel aus dem Buch WpPG

  Art. 30 EU-ProspV Veröffentlichung in Zeitungen

  Dr. Thomas Preuße

  …newspaper chosen for publication does not comply with the re- quirements set out in paragraph 1, it shall determine a newspaper whose cir- culation is deemed…
• eBook-Kapitel aus dem Buch WpPG

  Anh. XXX EU-ProspV Zusätzliches Angabemodul für die Zustimmung gemäß Artikel 20a (Zusätzliches Modul)

  Dr. Thorsten Kuthe

  …the use of the prospectus and statement that it accepts responsibility for the content of the prospectus also with respect to subsequent resale or final… …case may be, is to be published and where it can be found. 2b Additional information to be provi- ded where a consent is given to all financial… …intermediaries Notice in bold informing investors that any financial intermediary using the pro- spectus has to state on its website that it uses the prospectus…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. XXII EU-ProspV Für die Zusammenfassung vorgeschriebene Angaben

  Dr. Timo Holzborn, Elke Glismann

  …is not under an ob- ligation to include a summary in a prospectus but wishes to produce some overview section in the prospectus, it should ensure that… …it is not titled “summary” unless it complies with all the disclosure requirements for summaries. Section A — Introduction and warnings Annexes… …it does not provide, when read together with the other parts of the pros- pectus, key information in order to aid investors when consi- dering whether… …competes. 1 B.4a A description of the most significant recent trends affecting the issuer and the industries in which it operates. 4, 11 B.4b A description… …of any known trends affecting the issuer and the industries in which it operates. 1, 4, 9, 11 B.5 If the issuer is part of a group, a description of… …guarantor as if it were the is- suer of the same type of security that is the subject of the gu- arantee. Therefore provide such information as required for a… …operates and legal form which it has adopted under the legislation.” 15 B.33 The following information from Annex 1: – B.1 – B.2 – B.5 – B.6 – B.7 –… …interest” – “where the rate is not fixed, description of the underlying on which it is based” – “maturity date and arrangements for the amortisation of the… …the effect that investors may lose the value of their entire investment or part of it, as the case may be, and/or, if the investor’s liability is not…

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• eBook-Kapitel aus dem Buch WpPG

  Art. 4a EU-ProspV Schema für Aktienregistrierungsformulare bei komplexer finanztechnischer Vorgeschichte oder bedeutenden finanziellen Verpflichtungen

  Prof. Dr. Anne d'Arcy

  …, including the economic substance of the transac- tions by which the issuer has ac- quired or disposed of its business un- dertaking or any part of it, and the… …information which it is required to provide under item 20.1 of Annex I, item 15.1 of Annex Mindestangaben Art. 4a EU-ProspV d‘Arcy 397 zulegen hat, geben… …as having made a significant financial commitment if it has entered into a binding agreement to un- dertake a transaction which, on comple- tion, is… …conditions, including ap- proval by a regulatory authority, shall not prevent that agreement from being treated as binding if it is reasonably cer- tain that… …those conditions will be fulfilled. In particular, an agreement shall be treated as binding where it makes the completion of the transaction conditional…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. XI EU-ProspV Mindestangaben für das Registrierungsformular für Banken (Schema)

  Petra Kirchner

  …1.1. All persons responsible for the infor- mation given in the registration docu- ment and, as the case may be, for certain parts of it, with, in the… …. Organisational Structure 6.1. If the issuer is part of a group, a brief description of the group and of the is- suer’s position within it. 6.2. If the issuer is… …equivalent to these standards. If such financial information is not equiva- lent to these standards, it must be pre- sented in the form of restated financial… …tion must be independently audited or reported on as to whether or not, for the purposes of the registration document, it gives a true and fair view, in… …financial year, it must contain interim financial informa- tion, covering at least the first six months of the financial year. If the interim finan- cial… …is included, in the form and context in which it is included, with the consent of that person who has au- thorised the contents of that part of the…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. XII EU-ProspV Mindestangaben für die Wertpapierbeschreibung für derivative Wertpapiere (Schema)

  Dr. Julius Neuberger, Hans-Helmut Schneider

  …the infor- mation given in the prospectus and, as the case may be, for certain parts of it, with, in the latter case, an indication of such parts. In… …investment or part of it, as the case may be, and/or, if the in- vestor’s liability is not limited to the value Mindestangaben Anh. XII EU-ProspV… …or delivery date, and the way it is calculated. Mindestangaben Anh. XII EU-ProspV Neuberger/Schneider 743 mins und der Art und Weise der Berech-… …identification code, – where the underlying is an index: – the name of the index, – a description of the index if it is composed by the issuer or by any legal… …context in which it is included, with the consent of that person who has authorized the contents of that part of the Securities Note. EU-ProspV Anh. XII… …. Where the issuer has indicated that it intends to report such information, the issuer shall specify in the prospectus what informa- tion will be reported…

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