Suchergebnisse

• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Responsible Leadership Development

  Compliance und Integrity als Führungsaufgabe
  

  Christine Butscher, Stephan Grüninger, Quirin Kissmehl

  …Verantwortung: „The top-levelmanagement of a commercial organisation (be it a board of directors, the owners or any other equivalent body or person) […] are in…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Unternehmensinterne Compliance-Kommunikation: Rechtliche Grundlagen und Implementierung effektiver Hinweisgebersysteme

  Eike Bicker, Caroline Saalwächter-Hirsch

  …Sec. 7 (2) UKBA lautet: „But it is a defence for C to prove that C had in place adequate procedures designed to prevent persons associated with C from…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  An International Perspective on Anti-Corruption: U.S. Foreign Corrupt Practices Act and OECD Anti-Bribery Convention

  Charles Duross, James Koukios

  …own nuances, several points bear emphasis. First, the FCPA is an official bribery statute; it does not 637Duross/Koukios 1.2 An International… …. §78dd-1(f)(2). 13 OnDecember 22, 2023, the Foreign Extortion Prevention Act (“FEPA”) was enacted to close this gap. FEPAmakes it a criminal offense for a foreign… …business advantage;10 it does not cover bribery that seeks a purely personal advantage. Third, the FCPA’s “corruptly” element requi- res a quid pro quo… …of a high probability that the third party will offer or pay a bribe on his or her behalf.12 Fifth, because it criminalizes offers and promises, the… …, enforcement action to bring against a company, DOJ prosecutors must consider the Principles of Federal Prosecution of Business Organizations.20 Because it can… …it can either pursue a non-trial resolution, such as a non-prosecution agreement (“NPA”), a deferred prosecution agreement (“DPA”), or a plea agreement… …, or it can seek an indictment and, potentially, take the matter to trial. SEC regularly brings enforcement actions against companies and occasionally… …emphasizes (1) a company’s self-policing and compliance programs prior to the discovery of the misconduct, (2) the self-reporting of the misconduct when it is… …their progress. DOJ has recently announced ten factors it considers in determining whether to impose an independent compli- ance monitor, including… …mirrors the FCPA, the OECD Good Practice Guidance echoes the vision and objectives of Attachment C. It is desig- ned to serve as non-legally binding…

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• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Cybercrime-Prävention: Grundlagen und Rahmenbedingungen

  Alexander Geschonneck

  …. 15 Bundesamt für Sicherheit in der Informationstechnik, Phishing & Smishing auf dem Vormarsch, https://www.bsi.bund.de/DE/Themen/Verbraucherinnen-und-… …der Informationstechnik, Phishing & Smishing auf dem Vormarsch, https://www.bsi.bund.de/DE/Themen/Verbraucherinnen-und-… …für Sicherheit in der Informationstechnik, Social Engineering – der Mensch als Schwachstelle. 19 Vgl. Bundeskriminalamt, Cybercrime: Bundeslagebild… …2016, S. 21. 20 Schönke/Schröder/Eisele, StGB, §202b Rn. 4. 21 Auer-Reinsdorff/Conrad/Hassemer, Handbuch IT- und Datenschutzrecht, §43 Rn. 258. 6 22… …: Handlungsempfehlungen für dieWirtschaft, S. 12. 12 34 Bundesamt für Sicherheit in der Informationstechnik, Ransomware: Bedrohungslage 2022, S. 4. 35 Bundesamt für… …Sicherheit in der Informationstechnik, Ransomware: Bedrohungslage 2022, S. 5. 36 Bundesamt für Sicherheit in der Informationstechnik, Ransomware… …Compliance 37 Bundesamt für Sicherheit in der Informationstechnik, Ransomware: Bedrohungslage 2022, S. 4. 38 Bundesamt für Sicherheit in der… …Informationstechnik, Ransomware: Bedrohungslage 2022, S. 4. 39 Vgl. Bundeskriminalamt, Cybercrime: Bundeslagebild 2022, S. 14. 13 40 Bundesamt für Sicherheit in der… …Informationstechnik, DDoS-Angriffe im Cyber-Raum. 41 Vgl.Auer-Reinsdorff/Conrad/Hassemer, Handbuch IT- und Datenschutzrecht, §43 Rn. 278. 14 42 Bundeskriminalamt… …Informationstechnik, Ransomware: Bedrohungs- lage 2022, S. 5 f. Nach den aufgezeigten Szenarien und Gefahren für Unternehmen ist es uner- lässlich…

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• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Compliance vs. Exportkontrolle – oder die zwei Seiten einer Medaille

  Manuel Schwab

  …einen Punkt für ein funktio- nierendes ICP darstellt, zeigt, dass sich ein Unternehmen Gedanken über eine adäquate IT machen muss. Unter „sonstige…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  EU and U.S. Sanctions Compliance

  John E. Smith, Felix Helmstädter, Alexander Eisenfeld, Nicholas W. Kennedy

  …localized sanctions regimes imposed by other governments – such as Australia, Canada, Japan, Switzerland, and the United Kingdom – nor does it cover “counter… …European Union (“CJEU”) is the sole institution responsible for the binding interpretation of EU sanctions. It recently issued its first decisions opposing… …European Commission or national authorities may help navigating risks in many instan- ces, it remains non-binding and may not always be in line with (future)… …accounts or IT infrastructure located within the EU) may theoretically suffice to trigger the application of EU sanctions to the activities of non-EU… …constitute a prohibited circumvention of the restriction on loans and credit.22 It is imperative for economic operators to be aware that entities subject to… …restric- tions applicable to such entities may nevertheless be relevant for certain trans- actions and create considerable sanctions risk. It should… …financing and financial assistance as well as technical assistance (i.e., techni- cal support of any kind), brokering services and “other services”. Again, it… …is increasingly looking at means to prevent the circumvention of sanc- tions. It is focusing on EU operators, given it does not apply its sanctions… …non-binding guidance, it is for each economic operator to develop, imple- ment, and routinely update an EU sanctions compliance program that adequa- tely… …the purpose of the restrictive measures. So far, the “best efforts” requirement is not clearly defined, but it certainly adds another layer to the…

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• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Werbung mit umweltbezogenen Angaben – ein praxisnaher Überblick über die aktuelle Rechtslage in der Produktwerbung und im Marketing

  Robert Grohmann, Jens Hackl

  …. 855Grohmann/Hackl 6.2 Werbung mit umweltbezogenen Angaben 5 5 Explainer:What is greenwashing and bluewashing, andwhy should we care about it? –…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Product Compliance Management

  Dietrich Boß, Thomas Mery, Ursula Metz

  …. Darüber hi- naus benötigt sie (3) unbeschränkten Zugang zu relevanten Informationen, IT- Systemen und Daten mit Product Compliance-Bezug, um die Wirksamkeit…
• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  Compliance Management in Africa

  Sharon van Rooyen

  …1039van Rooyen 1 In this article, the authormainly expresses her personal views, expertise and opi- nions. It is solely written for the use of this… …: Considerations and Strategies). When discussing 'compliance in Africa,' it is important to understand what that means in the context of doing business in Africa… …region. Accordingly, the view and management of compliance in Africa cannot be uniform across the continent, and it is significantly shaped by the… …the Corruption and Economic Crime Act are in force, making it a criminal offence to engage in corrupt activities and abuse of office, with established… …nations to enforce anti-corruption practices in compliance with established laws. To effectively manage compliance, it is critical for businesses to… …regularly verify these laws and regulations to ensure their relevance considering the constantly evolving national and international landscape. It is also… …1999. It has been adopted by 43 countries, including eight non-OECD countries such as South Africa, committing them to enact necessary legislation and… …practiced by those in power. It remains vital to understand these dynamics to navigate the compliance land- scape effectively in Africa. The reader should… …attractiveness to the investor is not necessarily indicative of whether compliance to a country’s rules, regulations is a national priority, it is much more… …environment in African countries, the World Bank Group issued a Report Doing Business 20206: Comparing Busi- ness Regulation in 190 Economies. It provides the…

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• eBook-Kapitel aus dem Buch Handbuch Compliance-Management

  The evolution and challenges for Compliance and Integrity Management in Latin America

  Fernando Cevallos

  …new subsection punishing foreign government officials for demanding or recei- ving a bribe. The law is quite specific in that it is intended to be… …approaches, and it gets more robust by the implementation of ISO management systems, ISO 37001 and ISO 37301, hopefully tailoring their degree of centrality to… …she steals but gets things done’ is old fashion, but today it is more about ‘to whom you are related or have a “close relationship” in the current… …allowed it. In these contexts, the private sector consistently played a key role in enabling the recreation of corrupt elites by conspiring with or, at the… …ethics management and begun to act in response to public fatigue with corruption, led by political movements and sadly, drug cartels. Thus, it has taken… …challenge invites anew warnings about the intricacies of policy diffusion and localization. For this reason, it is best to approach the topic of compliance… …, according to the political will. It didn’t take long for integrity to join compliance at the forefront of business ethics management. In fact, integrity… …of anticipating every and all situations, thus producing a fair degree of risk that cannot be reduced without complementing it with an alternative ap-… …discourse) as generally superior to purely compliance models in at least one respect: it fostered a culture of individual and group self-improvement, rather… …you to step over it into what you cannot get away with.” (p. 151) From an integrity approach, on the other hand, the organization “want[s] you to be the…

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